The “Wholesale Failure” of the Sec’s Approach To Chief Compliance Officer Liability

Authors

David B. Lourie

Recommended Citation

David B. Lourie, The “Wholesale Failure” of the Sec’s Approach To Chief Compliance Officer Liability, 21 Hastings Bus. L.J. 3 (2024).
Available at: https://repository.uclawsf.edu/hastings_business_law_journal/vol21/iss1/3